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CRD 301040
WEST HARRISON, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| MATTHEW SIMPSON | Chartered Financial Analyst | WEST HARRISON, NY | 7 | 22 | 1 | no |
| DAVID MITCHEL GALLERS | n/a | WEST HARRISON, NY | 6 | 24 | n/a | no |
| MICHAEL JAMES MAYER | n/a | WEST HARRISON, NY | 2 | 11 | n/a | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| FOUNTAIN OPPORTUNITIES LP | Hedge Fund | $28.8M | Dec 8, 2022 | 47 | Oct 20, 2021 | dropped | 021-398815 |
| WEALTHSPRING OPENLY S/C LLC | Private Equity Fund | $4.0M | Sep 9, 2024 | 23 | Feb 14, 2024 | reported | 021-504220 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| Simpson, Jennifer | TRUSTEE OF TRUST FOR DESCENDANTS OF MATTHEW A. SIMPSON | F | yes | 10/2021 | Mar 31, 2022 | Sep 9, 2024 |
| SIMPSON, MATTHEW | MANAGING MEMBER | D | yes | 02/2019 | Sep 9, 2019 | Sep 9, 2024 |
| TRUST FOR THE DESCENDANTS OF MATTHEW A. SIMPSON | Owner | B | yes | 10/2021 | Mar 31, 2022 | Sep 9, 2024 |
| GALLERS, DAVID, MITCHEL | Member | B | no | 02/2019 | Sep 9, 2019 | Sep 9, 2024 |
| MAYER, MICHAEL, JAMES | CHIEF OPERTAING OFFICER & CHIEF COMPLIANCE OFFICER | Na | no | 09/2021 | Oct 20, 2021 | Sep 9, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| FOUNTAIN PRIVATE OPPORTUNITIES MANAGER, LLC | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Feb 4, 2026 | $515M | $515M | 5 | 4 | 0 | 1 | n/a |
| 2024 | Mar 24, 2025 | $455M | $449M | 6 | 3 | 0 | 1 | n/a |
| 2023 | Feb 14, 2024 | $503M | $503M | 5 | 3 | 0 | 1 | $4.0M |
| 2022 | Mar 28, 2023 | $555M | $546M | 7 | 4 | 0 | n/a | n/a |
| 2021 | Mar 31, 2022 | $808M | $808M | 5 | 4 | 1 | 1 | $28.8M |
| 2020 | Mar 19, 2021 | $354M | $354M | 3 | 3 | 1 | n/a | n/a |
| 2019 | Feb 25, 2020 | $61.5M | $61.5M | 2 | 2 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $515M | $455M | 13.2% | $555M | -2.4% | 5 | 6 | 0 | 0 |