DFX Intelligence
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Reading the graph
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Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••
Ocean Springs, MS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••••• I••••••••• R••••••• A•••••••• I••• | Bd affiliated wealth | Aug 29, 2024 | n/a | yes | Ocean Springs, MS | Current employment |
| L•• F•••••••• L•• | Bd affiliated wealth | Jul 27, 2020 | Dec 6, 2023 | no | MOSS POINT, MS|OCEAN SPRINGS, MS|OCEAN SPRINGS, MS |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | C•••••••• I••••••••• R••••••• A•••••••• I••• | Dec 6, 2023 | Aug 29, 2024 | 267 | Firm change | Ibd to ibd |
| B•••••• | L•• F•••••••• L•• | Jun 22, 2020 | Jul 27, 2020 |
| B•••••• | Former SEC adviser | Jun 2, 2020 | Jun 22, 2020 | no | MOSS POINT, MS | Previous registration |
| B•••••• | Former SEC adviser | Oct 24, 2018 | Jul 31, 2019 | no | MOSS POINT, MS | Previous registration |
| G•• S••••••••• I••• | Bd affiliated wealth | Jan 23, 2018 | Oct 24, 2018 | no | Biloxi, MS|PALM BEACH GARDENS, FL|MOSS POINT, MS | Previous registration |
| 35 |
| Firm change |
| Other |
| G•• S••••••••• I••• | B•••••• | Oct 24, 2018 | Oct 24, 2018 | 0 | Firm change | Ibd to new firm |