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Advisor at OPPENHEIMER & CO. INC.
NEW YORK, NY | RALEIGH, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OPPENHEIMER & CO. INC. | Bd affiliated wealth | Sep 22, 2025 | n/a | yes | NEW YORK, NY|RALEIGH, NC | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jul 11, 2012 | May 14, 2025 | no | NEW YORK, NY|NEW YORK, NY|RALEIGH, NC|NEW YORK, NY | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Dec 31, 2001 | Apr 29, 2002 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | OPPENHEIMER & CO. INC. | May 14, 2025 | Sep 22, 2025 | 131 | Firm change | Wirehouse to ibd |
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | Apr 29, 2002 | Jul 11, 2012 | 3,726 | Firm change after gap | Wirehouse to wirehouse |