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Advisor at INDEX FUND ADVISORS, INC.
IRVINE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INDEX FUND ADVISORS, INC. | Independent wealth | Oct 29, 2015 | n/a | yes | IRVINE, CA | Current employment |
| DUTTENHOFER ADVISORY GROUP | n/a | May 14, 2015 | Oct 22, 2015 | no | LAGUNA BEACH, CA | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Mar 22, 2010 | Aug 18, 2010 | no | IRVINE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DUTTENHOFER ADVISORY GROUP | INDEX FUND ADVISORS, INC. | Oct 22, 2015 | Oct 29, 2015 | 7 | Firm change | Other |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | DUTTENHOFER ADVISORY GROUP | Aug 18, 2010 | May 14, 2015 | 1,730 | Firm change after gap | Other |