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M••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

M••• H•••••

Advisor at APP

SAN MATEO, CA

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Search this name across graphsid dfx:ria:6c565e19-1180-c6b8-b0f1-d4a09c728491

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Aug 28, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: APP
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 8, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••	State registered	Jan 1, 2025	n/a	yes	SAN MATEO, CA	Current employment
A••••••• P•••••••• S•••••••••	Independent wealth	Sep 12, 2022	Oct 11, 2023	no	TORRANCE, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• P•••••••• S•••••••••	A••	Oct 11, 2023	Jan 1, 2025	448	Firm change after gap	RIA to state RIA
L•• F•••••••• L••	A••••••• P•••••••• S•••••••••	Sep 16, 2022	Sep 12, 2022

Relationships

Registered with (3)

→ APPRegistered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ A••••••• P•••••••• S•••••••••Registered adviserregistration: previous registration
Sep 12, 2022 to Oct 11, 2023factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Aug 28, 2013 to Sep 16, 2022factForm ADV

Dated events

Occurred
Oct 11, 2023
Advisor changed firm
M••• H••••• left A••••••• P•••••••• S••••••••• for App (registered 2025-01-01)
Form ADVobserved 7 days ago
Occurred
Sep 16, 2022
Advisor changed firm
M••• H••••• left L•• F•••••••• L•• for A••••••• P•••••••• S••••••••• (registered 2022-09-12)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6c565e19-1180-c6b8-b0f1-d4a09c728491
First observed: Aug 28, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.