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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 100m 1b

BULLDOG INVESTORS, LLP

CRD 151585

SADDLE BROOK, NJ

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Search this name across graphsid dfx:ria:6c56f256-e312-c5b4-48bd-c7d8f9d1567e

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 4
On other graphs: 0
Observed: Jan 18, 2012 to Mar 27, 2026
39 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.11 fund_share=0.87 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $561MItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $561M
Private client RAUM: $60.3MderivedItem 5.D individuals plus high net worth individuals
Private client share: 11%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $280Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 3
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 157
Individual clients: 99
High net worth clients: 22
SEC number: 801-70596
CRD: 151585
Filings on the tape: 39
First filed: Jan 18, 2012
Latest filed: Mar 27, 2026
Organised: Limited Liability Partnership, DE
Website: bulldoginvestors.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
RAJEEV PROBIR DAS	Chartered Financial Analyst	Saddle Brook, NJ	0	34	1	no
ANDREW (NMN) DAKOS	n/a	Saddle Brook, NJ	0	37	2	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
NAME WITHHELD	Hedge Fund	$20.7M	Jun 14, 2013	2	Mar 28, 2013	dropped	021-185333
OPPORTUNITY INCOME PLUS L.P.	Hedge Fund	$16.6M	Jun 6, 2018	21	Jan 18, 2012	dropped	021-208250
FULL VALUE OFFSHORE PARTNERS L.P.	Hedge Fund	$10.2M	Apr 26, 2017	7	Mar 28, 2013	dropped	021-201551
FULL VALUE OFFSHORE FUND, LTD.	Hedge Fund	$7.2M	Oct 11, 2012	7	Mar 30, 2012	dropped	n/a
OPPORTUNITY PARTNERS, LP	Hedge Fund	$1.6M	Mar 25, 2024	18	Mar 30, 2012	reported	021-210003
NAME WITHHELD	Hedge Fund	$900,925	Mar 25, 2024	58	Mar 30, 2012	reported	021-73816
FULL VALUE PARTNERS L.P.	Hedge Fund	$562,214	Mar 25, 2024	26	Jan 18, 2012	reported	021-209715
CALAPASAS WEST PARTNERS LP	Hedge Fund	$304,492	Mar 25, 2024	28	Jan 18, 2012	reported	021-199235
MCM OPPORTUNITY PARTNERS L.P.	Hedge Fund	$126,857	Mar 25, 2024	3	Mar 30, 2012	reported	021-202021
FULL VALUE SPECIAL SITUATIONS FUND, LP	Hedge Fund	$73,739	Mar 25, 2024	12	Mar 30, 2012	reported	021-203134

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DAKOS, ANDREW, (NMN)	MANAGING PARTNER	C	yes	08/2009	Jan 18, 2012	Mar 25, 2024
GOLDSTEIN, PHILLIP, FRANKLIN	MANAGING PARTNER	C	yes	08/2009	Jan 18, 2012	Mar 25, 2024
DARLING, STEPHANIE, LYNNE	CHIEF COMPLIANCE OFFICER	Na	no	03/2012	Mar 30, 2012	Mar 25, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
RYAN HERITAGE, LLP	n/a	Other adviser	$18.8M	N	yes	n/a
KIMBALL & WINTHROP, LLC	n/a	n/a	n/a	N	yes	n/a
STEPHANIE DARLING	n/a	n/a	n/a	N	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$561M	$561M	6	3	1	n/a	n/a
2024	Mar 28, 2025	$456M	$456M	6	3	1	6	n/a
2023	Mar 25, 2024	$335M	$335M	6	3	1	6	$3.5M
2022	Mar 29, 2023	$368M	$368M	6	3	1	6	$3.4M
2021	Mar 17, 2022	$454M	$454M	6	3	1	6	$8.5M
2020	Mar 30, 2021	$364M	$364M	7	3	1	6	$8.9M
2019	Mar 25, 2020	$290M	$290M	6	3	1	6	$11.6M
2018	Mar 27, 2019	$398M	$398M	7	4	1	7	$196M
2017	Mar 28, 2018	$509M	$509M	7	4	1	8	$305M
2016	Mar 29, 2017	$489M	$489M	7	4	n/a	9	$355M
2015	Mar 21, 2016	$528M	$528M	7	4	n/a	9	$368M
2014	Mar 25, 2015	$619M	$619M	7	4	n/a	9	$417M
2013	Mar 28, 2014	$595M	$595M	7	4	n/a	9	$395M
2012	Mar 28, 2013	$533M	$533M	7	4	n/a	10	$352M
2011	Mar 30, 2012	$408M	$408M	n/a	n/a	n/a	9	$284M

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$561M	$456M	23.0%	$368M	15.1%	6	6	1	1

Relationships

Affiliated with (2)

→ RYAN HERITAGE, LLPRegistered adviserother investment adviser, common control
factForm ADV
← RYAN HERITAGE, LLPRegistered adviserother investment adviser, common control
factForm ADV

Registered with (2)

← ANDREW (NMN) DAKOSAdvisorregistration: previous registration
Jul 29, 2013 to Dec 31, 2017factForm ADV
← RAJEEV PROBIR DASAdvisorregistration: previous registration
Apr 19, 2013 to Dec 31, 2017factForm ADV

Advises (10)

→ FULL VALUE PARTNERS L.P.Private fundHedge Fund, IA
Jan 18, 2012 to presentfactForm ADV
→ FULL VALUE SPECIAL SITUATIONS FUND, LPPrivate fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ CALAPASAS WEST PARTNERS LPPrivate fundHedge Fund, IA
Jan 18, 2012 to presentfactForm ADV
→ NAME WITHHELDPrivate fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ OPPORTUNITY PARTNERS, LPPrivate fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ MCM OPPORTUNITY PARTNERS L.P.Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ OPPORTUNITY INCOME PLUS L.P.Private fundHedge Fund, IA, no longer reported
Jan 18, 2012 to Jun 6, 2018factForm ADV
→ FULL VALUE OFFSHORE PARTNERS L.P.Private fundHedge Fund, IA, no longer reported
Mar 28, 2013 to Apr 26, 2017factForm ADV
→ NAME WITHHELDPrivate fundHedge Fund, IA, no longer reported
Mar 28, 2013 to Jun 14, 2013factForm ADV
→ FULL VALUE OFFSHORE FUND, LTD.Private fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Oct 11, 2012factForm ADV

Controls (2)

← DAKOS, ANDREW, (NMN)OwnerMANAGING PARTNER, ownership code C, individual
Jan 18, 2012 to Mar 25, 2024factForm ADV
← GOLDSTEIN, PHILLIP, FRANKLINOwnerMANAGING PARTNER, ownership code C, individual
Jan 18, 2012 to Mar 25, 2024factForm ADV

Owns (1)

← DARLING, STEPHANIE, LYNNEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2012 to Mar 25, 2024factForm ADV

Dated events

Occurred
Mar 28, 2025
Regulatory AUM changed
Bulldog Investors, Llp reported RAUM $456.0M, up 36% from $334.8M (2024-03-25 to 2025-03-28)
Form ADVobserved 4 days ago
$121M
Occurred
Jan 12, 2021
Succession filed (Item 4)
Bulldog Investors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 4 days ago
Occurred
Mar 25, 2020
Regulatory AUM changed
Bulldog Investors, Llp reported RAUM $290.1M, down 27% from $398.2M (2020-01-13 to 2020-03-25)
Form ADVobserved 4 days ago
$-108M
Occurred
Jan 13, 2020
Control person left
Jay Steven Samuels (Member) no longer on Schedule A of Bulldog Investors, Llp (listed 2019-05-02, absent 2020-01-13)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6c56f256-e312-c5b4-48bd-c7d8f9d1567e
First observed: Jan 18, 2012
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BULLDOG INVESTORS, LLP

CRD 151585

SADDLE BROOK, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6c56f256-e312-c5b4-48bd-c7d8f9d1567e

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:37 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

RAJEEV PROBIR DAS

Chartered Financial Analyst

Saddle Brook, NJ

ANDREW (NMN) DAKOS

n/a

Saddle Brook, NJ

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

NAME WITHHELD

Hedge Fund

$20.7M

Jun 14, 2013

Mar 28, 2013

dropped

021-185333

OPPORTUNITY INCOME PLUS L.P.

Hedge Fund

$16.6M

Jun 6, 2018

Jan 18, 2012

dropped

021-208250

FULL VALUE OFFSHORE PARTNERS L.P.

Hedge Fund

$10.2M

Apr 26, 2017

Mar 28, 2013

dropped

021-201551

FULL VALUE OFFSHORE FUND, LTD.

Hedge Fund

$7.2M

Oct 11, 2012

Mar 30, 2012

dropped

n/a

OPPORTUNITY PARTNERS, LP

Hedge Fund

$1.6M

Mar 25, 2024

Mar 30, 2012

reported

021-210003

NAME WITHHELD

Hedge Fund

$900,925

Mar 25, 2024

Mar 30, 2012

reported

021-73816

FULL VALUE PARTNERS L.P.

Hedge Fund

$562,214

Mar 25, 2024

Jan 18, 2012

reported

021-209715

CALAPASAS WEST PARTNERS LP

Hedge Fund

$304,492

Mar 25, 2024

Jan 18, 2012

reported

021-199235

MCM OPPORTUNITY PARTNERS L.P.

Hedge Fund

$126,857

Mar 25, 2024

Mar 30, 2012

reported

021-202021

FULL VALUE SPECIAL SITUATIONS FUND, LP

Hedge Fund

$73,739

Mar 25, 2024

Mar 30, 2012

reported

021-203134

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DAKOS, ANDREW, (NMN)

MANAGING PARTNER

yes

08/2009

Jan 18, 2012

Mar 25, 2024

GOLDSTEIN, PHILLIP, FRANKLIN

MANAGING PARTNER

yes

08/2009

Jan 18, 2012

Mar 25, 2024

DARLING, STEPHANIE, LYNNE

CHIEF COMPLIANCE OFFICER

03/2012

Mar 30, 2012

Mar 25, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

RYAN HERITAGE, LLP

n/a

Other adviser

$18.8M

yes

n/a

KIMBALL & WINTHROP, LLC

n/a

yes

n/a

STEPHANIE DARLING

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$561M

n/a

2024

Mar 28, 2025

$456M

n/a

2023

Mar 25, 2024

$335M

$3.5M

2022

Mar 29, 2023

$368M

$3.4M

2021

Mar 17, 2022

$454M

$8.5M

2020

Mar 30, 2021

$364M

$8.9M

2019

Mar 25, 2020

$290M

$11.6M

2018

Mar 27, 2019

$398M

$196M

2017

Mar 28, 2018

$509M

$305M

2016

Mar 29, 2017

$489M

n/a

$355M

2015

Mar 21, 2016

$528M

n/a

$368M

2014

Mar 25, 2015

$619M

n/a

$417M

2013

Mar 28, 2014

$595M

n/a

$395M

2012

Mar 28, 2013

$533M

n/a

$352M

2011

Mar 30, 2012

$408M

n/a

$284M

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$561M

$456M

23.0%

$368M

15.1%