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Reading the graph
Advisor at OPPENHEIMER & CO. INC.
LAKELAND, FL | TAMPA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OPPENHEIMER & CO. INC. | Bd affiliated wealth | Oct 24, 2019 | n/a | yes | LAKELAND, FL|TAMPA, FL | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Oct 22, 2019 | no | LAKELAND, FL | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | May 25, 2007 | Jun 1, 2009 | no | LAKELAND, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | OPPENHEIMER & CO. INC. | Oct 22, 2019 | Oct 24, 2019 | 2 | Firm change | Wirehouse to ibd |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |