DFX Intelligence

J•••• S••• D••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

J•••• S••• D••••••••

Advisor at C••••• I••••••••• A••••••• L••

ISELIN, NJ

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Search this name across graphsid dfx:ria:6c67d57b-36a0-fba5-c867-c7a9cee0b3ca

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 4, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 12, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jun 20, 2019	n/a	yes	ISELIN, NJ	Current employment
F•••••••• A••••••• S•••••••• L••	Former SEC adviser	Sep 4, 2012	Jun 25, 2019	no	WOODBRIDGE, NJ\|New York, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• A••••••• S•••••••• L••	C••••• I••••••••• A••••••• L••	Jun 25, 2019	Jun 20, 2019	-5	Bulk transfer	Ibd to ibd

Relationships

Registered with (2)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Jun 20, 2019 to presentfactForm ADV
→ F•••••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 4, 2012 to Jun 25, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6c67d57b-36a0-fba5-c867-c7a9cee0b3ca
First observed: Sep 4, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.