DFX Intelligence

J••••••• R••••• D•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)23 years in industry

J••••••• R••••• D•••••••

Advisor at L•• F•••••••• L••

DURANGO, CO

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 22, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 27, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jun 25, 2024	n/a	yes	DURANGO, CO	Current employment
I•• G•••• W••••• M••••••••• L••	Former SEC adviser	Mar 30, 2022	Sep 23, 2024	no	Durango, CO\|DENVER, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•• G•••• W••••• M••••••••• L••	L•• F•••••••• L••	Sep 23, 2024	Jun 25, 2024	-90	Firm change after gap	RIA to ibd
I••••••••• C•••••• O• A••••••• I•••	I•• G•••• W••••• M••••••••• L••	Nov 29, 2017	Mar 30, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
311419:6413:CO:2024-09-23	Sep 23, 2024	Jun 25, 2024	DENVER, CO	Firm change after gap
16443:311419:CO:2017-11-29	Nov 29, 2017	Mar 30, 2022	DURANGO, CO	Firm change after gap

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jun 25, 2024 to presentfactForm ADV
→ I•• G•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 30, 2022 to Sep 23, 2024factForm ADV
→ I••••••••• C•••••• O• A••••••• I•••Registered adviserregistration: previous registration
Oct 22, 2007 to Nov 29, 2017factForm ADV

Dated events

Order

Occurred
23 Sep 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 22, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.