DFX Intelligence

K•••••••• F••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

K•••••••• F••••••••• L••

CRD 300423

MEMPHIS, TN

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Search this name across graphsid dfx:ria:6c717859-b071-3900-0975-8d3bc5edd7ea

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 16, 2026 to Sep 16, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $15.4M••• Locked
Discretionary RAUM: $15.4M
Private client RAUM: $2.6Mderived••• Locked
Private client share: 17%derivedprivate client RAUM over total RAUM
Employees: 2
Advisory employees: 2

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••••• L••••••• P••••	n/a	MEMPHIS, TN	7	18	n/a	no

Relationships

Registered with (2)

← M•••••• L••••••• P••••Advisorregistration: current employment
Aug 23, 2019 to presentfactForm ADV
← W•••••• K•••••Advisorregistration: current employment
Jun 21, 2019 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6c717859-b071-3900-0975-8d3bc5edd7ea
First observed: Sep 16, 2026
Last observed: Sep 16, 2026 7 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.