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Advisor at LPL ENTERPRISE, LLC
SHELTON, CT | GLASTONBURY, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL ENTERPRISE, LLC | Bd affiliated wealth | Dec 8, 2025 | n/a | yes | SHELTON, CT|GLASTONBURY, CT | Current employment |
| CADARET GRANT & CO INC | Former SEC adviser | May 5, 2023 | Apr 11, 2025 | no | Syracuse, NY|Glastonbury, CT|Syracuse, NY | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Jul 17, 2020 | May 12, 2023 | no | GLASTONBURY, CT | Previous registration |
| INVESTACORP ADVISORY SERVICES INC | Former SEC adviser | Oct 9, 2015 | Jul 17, 2020 | no | Glastonbury, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CADARET GRANT & CO INC | LPL ENTERPRISE, LLC | Apr 11, 2025 | Dec 8, 2025 | 241 | Firm change | Ibd to ibd |
| SECURITIES AMERICA ADVISORS, INC. | CADARET GRANT & CO INC | May 12, 2023 | May 5, 2023 | -7 | Firm change | Ibd to ibd |
| INVESTACORP ADVISORY SERVICES INC | SECURITIES AMERICA ADVISORS, INC. | Jul 17, 2020 | Jul 17, 2020 | 0 | Bulk transfer | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 110518:10641:CT:2023-05-12 | May 12, 2023 | May 5, 2023 | GLASTONBURY, CT | Firm change |