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N••••• A•••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM under $100M

N••••• A•••• M••••••••• L••

CRD 172956

NEW YORK, NY

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Search this name across graphsid dfx:ria:6c93a854-209a-8c4f-64cd-1160119b1e56

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 3
On other graphs: 0
Observed: Sep 15, 2014 to Mar 31, 2026
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=5.0
Regulatory AUM: $57.1M••• Locked
Discretionary RAUM: $57.1M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
N••••• S• M•• C••••• F•••• L•••	Hedge Fund	$121M	Mar 31, 2022	3	Jan 28, 2015	dropped	021-233661
N••••• S••••• F•••• L•	Hedge Fund	$226,431	Mar 29, 2018

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D•••••• R••	LIMITED PARTNER	E	yes	06/2009	Sep 15, 2014	Mar 31, 2024
D•••••• R••	Shareholder	E	yes	06/2009	Sep 15, 2014	Mar 31, 2024
D•••••• R••

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
N••••• C•••••• M•••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$57.1M	$29.8M	91.1%	$33.2M	19.7%	6	6	0	0

Relationships

Controls (4)

← D•••••• R••OwnerLIMITED PARTNER, ownership code E, individual
Sep 15, 2014 to Mar 31, 2024factForm ADV
← N••••• C•••••• H••••••• L•••OwnerSOLE SHAREHOLDER, MANAGING MEMBER, ownership code E, domestic entity
Sep 15, 2014 to Mar 31, 2024factForm ADV
← N••••• C•••••• L••OwnerSOLE MEMBER OF APPLICANT, MANAGING MEMBER, ownership code E, domestic entity
Sep 15, 2014 to Mar 31, 2024factForm ADV
← N••••• G•••••• P••••••• L••OwnerG•••••• PARTNER, ownership code F, domestic entity
Sep 15, 2014 to Mar 31, 2024

Dated events

Occurred
May 2, 2019
Control person left
Laurence James Frischling (President, Chief Compliance Officer) no longer on Schedule A of N••••• A•••• M••••••••• L•• (listed 2018-03-29, absent 2019-05-02)
Form ADVobserved 7 days ago
Occurred
Mar 29, 2018
Regulatory AUM changed
N••••• A•••• M••••••••• L•• reported RAUM $151.3M, down 56% from $346.6M (2017-02-07 to 2018-03-29)
Form ADVobserved 7 days ago
$-195M
Occurred
Sep 15, 2014
First Form ADV filing
N••••• A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6c93a854-209a-8c4f-64cd-1160119b1e56
First observed: Sep 15, 2014
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.