DFX Intelligence
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Reading the graph
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Advisor at L•• F•••••••• L••
LUTHERVILLE, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Aug 14, 2024 | n/a | yes | LUTHERVILLE, MD | Current employment |
| O•••• F•• I••• | Former SEC adviser | Oct 13, 2023 | Aug 19, 2024 | no | CRYSTAL LAKE, IL|Lutherville, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••• F•• I••• | L•• F•••••••• L•• | Aug 19, 2024 | Aug 14, 2024 | -5 | Bulk transfer | Ibd to ibd |
| A••••••• C•••••••• W••••• M••••••••• L•• | O•••• F•• I••• | Oct 12, 2023 | Oct 13, 2023 |
| A••••••• C•••••••• W••••• M••••••••• L•• | Independent wealth | Feb 3, 2021 | Oct 12, 2023 | no | CRYSTAL LAKE, IL | Previous registration |
| M••••• L•• | Independent wealth | Aug 1, 2017 | Oct 31, 2017 | no | CHICAGO, IL|RADNOR, PA | Previous registration |
| 1 |
| Firm change |
| Other |
| M••••• L•• | A••••••• C•••••••• W••••• M••••••••• L•• | Oct 31, 2017 | Feb 3, 2021 | 1,191 | Firm change after gap | Other |