DFX Intelligence

E••• R••••• L•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

E••• R••••• L•••

Advisor at L•••

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:6c9d1ab3-d527-e437-b135-73a41b189214

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 1, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 31, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••	Independent wealth	Jul 12, 2022	n/a	yes	LOS ANGELES, CA	Current employment
L••• A•••••••	Former SEC adviser	Aug 1, 2013	Jul 22, 2015	no	BEVERLY HILLS, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••• A•••••••	L•••	Jul 22, 2015	Jul 12, 2022	2,547	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
119540:269866:CA:2015-07-22	Jul 22, 2015	Jul 12, 2022	BEVERLY HILLS, CA	Firm change after gap

Relationships

Registered with (2)

→ L•••Registered adviserregistration: current employment
Jul 12, 2022 to presentfactForm ADV
→ L••• A•••••••Registered adviserregistration: previous registration
Aug 1, 2013 to Jul 22, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6c9d1ab3-d527-e437-b135-73a41b189214
First observed: Aug 1, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.