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Advisor at JUPITER WEALTH MANAGEMENT, LLC
GLENDALE, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| JUPITER WEALTH MANAGEMENT, LLC | Independent wealth | Nov 20, 2018 | n/a | yes | GLENDALE, CO | Current employment |
| TRU INDEPENDENCE ASSET MANAGEMENT, LLC | Independent wealth | Sep 25, 2018 | Jan 2, 2019 | no | DENVER, CO | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Aug 12, 2011 | Sep 18, 2018 | no | LA JOLLA, CA|DENVER, CO|DENVER, CO|BOULDER, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TRU INDEPENDENCE ASSET MANAGEMENT, LLC | JUPITER WEALTH MANAGEMENT, LLC | Jan 2, 2019 | Nov 20, 2018 | -43 | Firm change after gap | RIA to new firm |
| UBS FINANCIAL SERVICES INC. | TRU INDEPENDENCE ASSET MANAGEMENT, LLC | Sep 18, 2018 | Sep 25, 2018 | 7 | Firm change | Wirehouse to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 168256:299220:CO:2019-01-02 | Jan 2, 2019 | Nov 20, 2018 | DENVER, CO | Firm change after gap |
| 8174:168256:CO:2018-09-18 | Sep 18, 2018 | Sep 25, 2018 | BOULDER, CO | Firm change |