This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CITIGROUP GLOBAL MARKETS INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 17, 2008earliest registration or exam on IAPD

Years in industry

18derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66|S63

First exam

Sep 17, 2008

First registration

Oct 4, 2018

Dual registered

yes, broker-dealer

Other names

SHELLY SHICONG LI|SHELLY SHICONG LI WONG|Shelly Li|Shelly S Wong|SHELLY WONG

IAPD individual key

5366482

• Occurred

  Dec 20, 2023
  Advisor changed firm

  Shelly S Wong left Deutsche Bank Securities Inc. for Citigroup Global Markets Inc. (registered 2026-07-17)

  Form ADVobserved 5 days ago
• Occurred

  Jan 14, 2022
  Advisor changed firm

  Shelly S Wong left Hsbc Securities (Usa) Inc. for Deutsche Bank Securities Inc. (registered 2022-02-03)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:6cb234d4-e660-0f62-55b6-fd12f8953fc1

First observed

Oct 4, 2018

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.