DFX Intelligence

C•••••• F•••••••• G••• I•: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

C•••••• F•••••••• G••• I•

Advisor at C••••• I••••••••• A••••••• L••

Lebanon, TN

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Search this name across graphsid dfx:ria:6cb6075a-2d71-afaa-6933-0545ef8348f8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 18, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Mar 17, 2026	n/a	yes	Lebanon, TN	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jul 18, 2014	Mar 24, 2026	no	NASHVILLE, TN\|LEBANON, TN\|LEBANON, TN\|ANTIOCH, TN\|NASHVILLE, TN\|LEBANON, TN\|NASHVILLE, TN\|NASHVILLE, TN\|MT. JULIET, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	C••••• I••••••••• A••••••• L••	Mar 24, 2026	Mar 17, 2026	-7	Firm change	Ibd to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:105644:TN:2026-03-24	Mar 24, 2026	Mar 17, 2026	MT JULIET, TN	Firm change

Relationships

Registered with (2)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Mar 17, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jul 18, 2014 to Mar 24, 2026factForm ADV

Dated events

Occurred
Mar 24, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6cb6075a-2d71-afaa-6933-0545ef8348f8
First observed: Jul 18, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.