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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Aug 22, 2016 | n/a | yes | HOUSTON, TX | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 28, 2003 | Sep 6, 2016 | no | HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Sep 6, 2016 | Aug 22, 2016 | -15 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:149018:TX:2016-09-06 | Sep 6, 2016 | Aug 22, 2016 | HOUSTON, TX | Firm change |