DFX Intelligence

J•••• R• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analystdual registered (broker-dealer)18 years in industry

J•••• R• M•••••••

Advisor at C••••••••• W•••••

HUNTERSVILLE, NC | Tampa, FL

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Search this name across graphsid dfx:ria:6cbcb4c0-d0de-51ca-a403-f850e0f38ea1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Aug 21, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 17, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W•••••	Independent wealth	Apr 8, 2024	n/a	yes	HUNTERSVILLE, NC\|Tampa, FL	Current employment
R•• R•••••••• L••	Bd affiliated wealth	Aug 21, 2014	Mar 28, 2024	no	LAKE MARY, FL\|NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•• R•••••••• L••	C••••••••• W•••••	Mar 28, 2024	Apr 8, 2024	11	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ C••••••••• W•••••Registered adviserregistration: current employment
Apr 8, 2024 to presentfactForm ADV
→ R•• R•••••••• L••Registered adviserregistration: previous registration
Aug 21, 2014 to Mar 28, 2024factForm ADV

Dated events

Occurred
Mar 28, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6cbcb4c0-d0de-51ca-a403-f850e0f38ea1
First observed: Aug 21, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.