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Advisor at CAPTRUST
Carbondale, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Captrust | Institutional manager | Aug 19, 2022 | n/a | yes | Carbondale, CO | Current employment |
| FRONTIER WEALTH MANAGEMENT, LLC | Former SEC adviser | Apr 20, 2015 | Oct 21, 2022 | no | LONE TREE, CO|LEAWOOD, KS | Previous registration |
| COMPREHENSIVE PERSONAL FINANCIAL ADVISORS | Former SEC adviser | Feb 5, 2014 | Mar 25, 2015 | no | LONE TREE, CO | Previous registration |
| TARBOX FAMILY OFFICE, INC. | Independent wealth | Apr 29, 2004 | Oct 2, 2007 | no | NEWPORT BEACH, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FRONTIER WEALTH MANAGEMENT, LLC | Captrust | Oct 21, 2022 | Aug 19, 2022 | -63 | Firm change after gap | Other |
| COMPREHENSIVE PERSONAL FINANCIAL ADVISORS | FRONTIER WEALTH MANAGEMENT, LLC | Mar 25, 2015 | Apr 20, 2015 | 26 | Firm change | Other |
| TARBOX FAMILY OFFICE, INC. | COMPREHENSIVE PERSONAL FINANCIAL ADVISORS | Oct 2, 2007 | Feb 5, 2014 | 2,318 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 144344:175112:KS:2022-10-21 | Oct 21, 2022 | Aug 19, 2022 | LEAWOOD, KS | Firm change after gap |
| 118192:144344:CO:2015-03-25 | Mar 25, 2015 | Apr 20, 2015 | LONE TREE, CO | Firm change |