This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

OSAIC WEALTH, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 8, 2000earliest registration or exam on IAPD

Years in industry

26derivedfrom the industry start date

Years at current firm

8derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

10

Exams

S63|S65

First exam

Jan 8, 2000

First registration

Jan 28, 2003

Dual registered

yes, broker-dealer

Other names

RICHARD K ORING

IAPD individual key

3259076

• Occurred

  Dec 31, 2025
  Advisor changed firm

  Richard Kyle Oring left New Century Financial Group, Llc for Osaic Wealth, Inc. (registered 2018-07-30)

  Form ADVobserved 3 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:6cd34df0-9de3-4f80-1550-d8c2e8a52a76

First observed

Jan 28, 2003

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.