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CRD 115624
MIAMI, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| C•••••• P•••• D••••• | CHIEF COMPLIANCE OFFICER | Na | yes | 07/2021 | Feb 28, 2024 | Apr 23, 2024 |
| Z•••••• M•••• J••••••• | Shareholder | B | yes | 06/2001 | Feb 28, 2024 | Apr 23, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| L••••• G••••• A••••••• L•• | n/a | Other adviser | $699M | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2023 | Mar 28, 2024 | $736M | $736M | 2 | 1 | 0 | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2023 | $736M | n/a | n/a | n/a | n/a | 2 | n/a | 0 | n/a |
| Shareholder |
| D |
| yes |
| 06/2001 |
| Feb 28, 2024 |
| Apr 23, 2024 |
| E••••• M•••••• Z••••• | Shareholder | B | no | 12/2011 | Feb 28, 2024 | Apr 23, 2024 |
| F••••••• L•••• | FINOP, PFO, POO | Na | no | 09/2018 | Feb 28, 2024 | Apr 23, 2024 |
| N••••••• J••• P•••• | Ceo | Na | no | 09/2020 | Feb 28, 2024 | Apr 23, 2024 |