DFX Intelligence
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Reading the graph
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Advisor at C••• S••••• P•••••••
Charlottesville, VA | RICHMOND, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••• S••••• P••••••• | Bd affiliated wealth | Jul 31, 2026 | n/a | yes | Charlottesville, VA|RICHMOND, VA | Current employment |
| S•••••••• A••••••• L•• | National bd RIA | Mar 31, 2025 | Aug 12, 2026 | no | PALMYRA, VA|COROLLA, NC|MIDLOTHIAN, VA|BOSTON, MA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•••••••• A••••••• L•• | C••• S••••• P••••••• | Aug 12, 2026 | Jul 31, 2026 | -12 | Firm change | Ibd to ibd |
| F••••••• P••••••• A•• W•••••••• A••••••• | S•••••••• A••••••• L•• | Mar 31, 2025 | Mar 31, 2025 |
| F••••••• P••••••• A•• W•••••••• A••••••• | Former SEC adviser | Jul 13, 2018 | Mar 31, 2025 | no | BOSTON, MA|MIDLOTHIAN, VA | Previous registration |
| S•••••••• A••••••• L•• | National bd RIA | Apr 16, 2008 | Jul 13, 2018 | no | GLEN ALLEN, VA|MIDLOTHIAN, VA | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to ibd |
| S•••••••• A••••••• L•• | F••••••• P••••••• A•• W•••••••• A••••••• | Jul 13, 2018 | Jul 13, 2018 | 0 | Bulk transfer | Ibd to new firm |