DFX Intelligence

R•• K•••••• F••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

R•• K•••••• F••••••••

H••••••• R••••• W••••••, CRD 135276

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Search this name across graphsid dfx:ria:6cf0a251-f5ad-5837-933e-572067971c2c

Data as of Jul 30, 2024 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 30, 2024 to Jul 30, 2024
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $27.0M••• Locked
Discretionary RAUM: $0
Private client RAUM: $27.0Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 1
Advisory employees: 1

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R••••• W•••••• H•••••••	n/a	LITTLETON, MA	20	24	2	no

Relationships

Registered with (1)

← R••••• W•••••• H•••••••Advisorregistration: previous registration
May 13, 2005 to Dec 31, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6cf0a251-f5ad-5837-933e-572067971c2c
First observed: Jul 30, 2024
Last observed: Jul 30, 2024 26 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.