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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

ANTHONY STROM PASTOR

Advisor at LPL FINANCIAL LLC

HORSHAM, PA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 26, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 20, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Apr 20, 1998
First registration: Jan 26, 2007
Dual registered: yes, broker-dealer
Other names: ANTHONY S PASTOR
IAPD individual key: 2840557

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 29, 2017	n/a	yes	HORSHAM, PA\|HORSHAM, PA	Current employment
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Mar 22, 2012	Nov 29, 2017	no	BENSALEM, PA\|LOS ANGELES, CA\|FORT WASHINGTON, PA	Previous registration
ONEAMERICA SECURITIES, INC.	Bd affiliated wealth	Jul 19, 2010	Feb 29, 2012	no	PLYMOUTH MEETING, PA	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Jun 20, 2008	Jun 24, 2010	no	KING OF PRUSSIA, PA	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Jan 26, 2007	Jun 17, 2008	no	Wayne, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	LPL FINANCIAL LLC	Nov 29, 2017	Nov 29, 2017	0	Firm change	Other
ONEAMERICA SECURITIES, INC.	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Feb 29, 2012	Mar 22, 2012	22	Firm change	Other
CETERA ADVISOR NETWORKS LLC	ONEAMERICA SECURITIES, INC.	Jun 24, 2010	Jul 19, 2010	25	Firm change	Other
PRINCIPAL SECURITIES, INC.	CETERA ADVISOR NETWORKS LLC	Jun 17, 2008	Jun 20, 2008	3	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
29604:6413:PA:2017-11-29	Nov 29, 2017	Nov 29, 2017	FORT WASHINGTON, PA	Firm change

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Nov 29, 2017 to presentfactForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Mar 22, 2012 to Nov 29, 2017factForm ADV
→ ONEAMERICA SECURITIES, INC.Registered adviserregistration: previous registration
Jul 19, 2010 to Feb 29, 2012factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Jun 20, 2008 to Jun 24, 2010factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Jan 26, 2007 to Jun 17, 2008factForm ADV

Dated events

No dated event names this entity yet.