DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at RAYMOND JAMES & ASSOCIATES, INC.
ST. PETERSBURG, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Nov 12, 2008 | n/a | yes | ST. PETERSBURG, FL | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jan 1, 2008 | Dec 5, 2008 | no | TAMPA, FL | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Aug 27, 2003 | Jan 1, 2008 | no | TAMPA, FL|TAMPA, FL|ST. LOUIS, MO | Previous registration |
| ROBERT W. BAIRD & CO. INCORPORATED | Mixed wealth | Aug 14, 1998 | Sep 4, 2003 | no | TAMPA, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RAYMOND JAMES & ASSOCIATES, INC. | Dec 5, 2008 | Nov 12, 2008 | -23 | Firm change | Wirehouse to ibd |
| A. G. EDWARDS & SONS, INC. | WELLS FARGO ADVISORS | Jan 1, 2008 | Jan 1, 2008 | 0 | Bulk transfer | Other |
| ROBERT W. BAIRD & CO. INCORPORATED | A. G. EDWARDS & SONS, INC. | Sep 4, 2003 | Aug 27, 2003 | -8 | Firm change | Other |