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Advisor at MORGAN STANLEY
Providence, RI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | n/a | yes | Providence, RI | Current employment |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Sep 29, 2006 | Jun 1, 2009 | no | PROVIDENCE, RI | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Aug 22, 1995 | Oct 2, 2006 | no | PROVIDENCE, RI|PROVIDENCE, RI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | CITIGROUP GLOBAL MARKETS INC. | Oct 2, 2006 | Sep 29, 2006 | -3 | Firm change | Other |