DFX Intelligence

A•••• S••••• G•••• S• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

A•••• S••••• G•••• S• L••

CRD 308022

NEW YORK, NY

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Search this name across graphsid dfx:ria:6d12fa5a-f9a1-efb7-264c-367933521dae

Data as of Aug 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 22
Dated events: 10
On other graphs: 3
Observed: Apr 15, 2020 to Aug 13, 2026
14 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

A•••• S••••• G•••• S• L••

Venture manager · shared crd

Independent Sponsorsidentity

A•••• S••••• G•••• S• L••

Capital provider to sponsors · shared crd

Private Equityidentity

A•••• S••••• G•••• S• L••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.6B••• Locked
Discretionary RAUM: $1.6B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 21

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A•••• S••••• G•••• E••••• F•••• L•	Venture Capital Fund	$316M	Nov 26, 2024	2	Mar 31, 2021	reported	n/a
A•••• S••••• G•••• F••• O• F•••• L••	Other Private Fund	$195M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
L•• L••• N••	MANAGING MEMBER	E	yes	02/2021	Apr 15, 2020	Nov 26, 2024
L•• L••• N••	MANAGER, MANAGING MEMBER & CHIEF EXECUTIVE OFFICER	Na	yes	08/2014	Apr 15, 2020	Nov 26, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A•••• S••••• G•••• G• I• L••	n/a	n/a	n/a	N	yes	n/a
A•••• S••••• G•••• G• I•• L••	n/a	n/a	n/a	N	yes	n/a
A•••• S••••• G•••• G• I••• L••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.6B	$1.1B	50.7%	$1.1B	11.6%	21	24	1	0

Relationships

Advises (16)

→ A•••• S••••• G•••• F••• O• F•••• L••Private fundOther Private Fund, IA
Apr 15, 2020 to presentfactForm ADV
→ A•••• V••• I••••••••• L••Private fundVenture Capital Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ A•••• R•••• I••••••••• I•• L••Private fundVenture Capital Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ A•••• S••••• G•••• F••• I••• L•

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$537M
Occurred
Mar 31, 2023
Control person left
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 31, 2022
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$939M
Occurred
Mar 31, 2022
Control person left

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6d12fa5a-f9a1-efb7-264c-367933521dae
First observed: Apr 15, 2020
Last observed: Aug 13, 2026 40 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.