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Advisor at ROBERT W. BAIRD & CO. INCORPORATED
Lynchburg, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROBERT W. BAIRD & CO. INCORPORATED | Mixed wealth | Nov 2, 2020 | n/a | yes | Lynchburg, VA | Current employment |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Oct 3, 2018 | Oct 27, 2020 | no | Forest, VA | Previous registration |
| Captrust | Institutional manager | Sep 15, 2017 | Sep 15, 2017 | no | LYNCHBURG, VA|RALEIGH, NC | Previous registration |
| DAVIDSON & GARRARD INC | Former SEC adviser | Feb 27, 2015 | Sep 15, 2017 | no | LYNCHBURG, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | ROBERT W. BAIRD & CO. INCORPORATED | Oct 27, 2020 | Nov 2, 2020 | 6 | Firm change | Ibd to RIA |
| DAVIDSON & GARRARD INC | Captrust | Sep 15, 2017 | Sep 15, 2017 | 0 | Firm change | Other |
| Captrust | MML INVESTORS SERVICES, LLC | Sep 15, 2017 | Oct 3, 2018 | 383 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105206:175112:VA:2017-09-15 | Sep 15, 2017 | Sep 15, 2017 | LYNCHBURG, VA | Firm change |