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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ASSABET ADVISORS, LLC

CRD 127795

HOLDEN, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6d15f1cb-ace2-883e-e856-fb59fe827e97

Data as of Aug 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Mar 5, 2012 to Aug 19, 2026
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.94 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $171MItem 5.F on the latest filing (2026-08-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $168M
Private client RAUM: $161MderivedItem 5.D individuals plus high net worth individuals
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $57.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 217
Individual clients: 32
High net worth clients: 45
SEC number: 801-120592
CRD: 127795
Filings on the tape: 17
First filed: Mar 5, 2012
Latest filed: Aug 19, 2026
Organised: Limited Liability Company, DE
Website: assabetadvisors.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
WAYNE MARTIN USHMAN	Chartered Financial Analyst	HOLDEN, MA	23	23	n/a	no
ROBERT EDWARD JACOBSEN	Certified Financial Planner	HOLDEN, MA	11	12	n/a	no
THOMAS MARTIN JACOBSEN	n/a	HOLDEN, MA	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
JACOBSEN, ROBERT, EDWARD	DIRECTOR AND CHIEF COMPLIANCE OFFICER	Na	yes	01/2015	Feb 22, 2021	Feb 22, 2024
USHMAN, WAYNE, MARTIN	MANAGING DIRECTOR	E	yes	07/2003	Mar 5, 2012	Feb 22, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 6 of 7

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 11, 2026	$171M	$168M	3	3	n/a	n/a
2024	Feb 18, 2025	$158M	$155M	2	2	n/a	n/a
2023	Feb 22, 2024	$140M	$137M	2	2	n/a	n/a
2022	Mar 29, 2023	$126M	$123M	2	2	n/a	n/a
2021	Feb 23, 2022	$134M	$131M	2	2	n/a	n/a
2020	Mar 24, 2021	$120M	$117M	2	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$171M	$158M	8.3%	$126M	10.8%	3	2	0	0

Relationships

Registered with (3)

← THOMAS MARTIN JACOBSENAdvisorregistration: current employment
Nov 20, 2025 to presentfactForm ADV
← ROBERT EDWARD JACOBSENAdvisorregistration: current employment
Nov 5, 2014 to presentfactForm ADV
← WAYNE MARTIN USHMANAdvisorregistration: current employment
Sep 11, 2003 to presentfactForm ADV

Controls (2)

← USHMAN, WAYNE, MARTINOwnerMANAGING DIRECTOR, ownership code E, individual
Mar 5, 2012 to Feb 22, 2024factForm ADV
← JACOBSEN, ROBERT, EDWARDOwnerDIRECTOR AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 22, 2021 to Feb 22, 2024factForm ADV

Dated events

Occurred
Feb 22, 2021
Control person left
Blakeslee Elizabeth Phelps (Director/Chief Compliance Officer) no longer on Schedule A of Assabet Advisors, Llc (listed 2012-03-16, absent 2021-02-22)
Form ADVobserved 5 days ago
Occurred
Feb 22, 2021
Control person joined
Edward Robert Jacobsen (Director And Chief Compliance Officer) appeared on Schedule A of Assabet Advisors, Llc
Form ADVobserved 5 days ago
Occurred
Feb 22, 2021
First Form ADV filing
Assabet Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6d15f1cb-ace2-883e-e856-fb59fe827e97
First observed: Mar 5, 2012
Last observed: Aug 19, 2026 32 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ASSABET ADVISORS, LLC

CRD 127795

HOLDEN, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6d15f1cb-ace2-883e-e856-fb59fe827e97

Data as of Aug 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:51 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

WAYNE MARTIN USHMAN

Chartered Financial Analyst

HOLDEN, MA

n/a

ROBERT EDWARD JACOBSEN

Certified Financial Planner

HOLDEN, MA

n/a

THOMAS MARTIN JACOBSEN

n/a

HOLDEN, MA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

JACOBSEN, ROBERT, EDWARD

DIRECTOR AND CHIEF COMPLIANCE OFFICER

yes

01/2015

Feb 22, 2021

Feb 22, 2024

USHMAN, WAYNE, MARTIN

MANAGING DIRECTOR

yes

07/2003

Mar 5, 2012

Feb 22, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 11, 2026

$171M

$168M

n/a

2024

Feb 18, 2025

$158M

$155M

n/a

2023

Feb 22, 2024

$140M

$137M

n/a

2022

Mar 29, 2023

$126M

$123M

n/a

2021

Feb 23, 2022

$134M

$131M

n/a

2020

Mar 24, 2021

$120M

$117M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$171M

$158M

8.3%

$126M

10.8%