DFX Intelligence

W•••••• D• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

W•••••• D• B•••••

Advisor at A••••••••• L•••

Stamford, CT

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Search this name across graphsid dfx:ria:6d1cb540-a8cb-379b-7b6b-8c14a158577a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Sep 9, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• L•••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• L•••	Other adviser	May 5, 2026	n/a	yes	Stamford, CT	Current employment
S•••••••• A••••••• L••	National bd RIA	Mar 31, 2025	May 12, 2026	no	STAMFORD, CT\|STAMFORD, CT\|BOSTON, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• A••••••• L••	A••••••••• L•••	May 12, 2026	May 5, 2026	-7	Firm change	Other
F••••••• P••••••• A•• W•••••••• A•••••••	S•••••••• A••••••• L••	Mar 31, 2025	Mar 31, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
104555:108477:MA:2026-05-05	May 12, 2026	May 5, 2026	BOSTON, MA	Firm change

Relationships

Registered with (4)

→ A••••••••• L•••Registered adviserregistration: current employment
May 5, 2026 to presentfactForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Mar 31, 2025 to May 12, 2026factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
May 25, 2023 to Mar 31, 2025factForm ADV
→ M•• I•••••••• S•••••••• L••

Dated events

Occurred
May 12, 2026
Advisor changed firm
W•••••• D• B••••• left S•••••••• A••••••• L•• for A••••••••• L••• (registered 2026-05-05)
Form ADVobserved 7 days ago
Occurred
Apr 27, 2023
Advisor changed firm
W•••••• D• B••••• left M•• I•••••••• S•••••••• L•• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2023-05-25)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6d1cb540-a8cb-379b-7b6b-8c14a158577a
First observed: Sep 9, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.