DFX Intelligence

J••• F•••••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)41 years in industry

J••• F•••••• H••••••

Advisor at E•••••••• A•••••••• L••

VISTA, CA

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Search this name across graphsid dfx:ria:6d39fb59-ccf5-c555-615c-9a935c7be521

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• A•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: May 10, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 21derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• A•••••••• L••	National bd RIA	Jun 1, 2005	n/a	yes	VISTA, CA	Current employment
T••• F••••••••	Independent wealth	Mar 23, 2012	Oct 2, 2014	no	SAN DIEGO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••• F••••••••	n/a	Oct 2, 2014	n/a	n/a	Departure no registered destination	Departure
M••• S••••••••• C•••••••••	E•••••••• A•••••••• L••	Jun 1, 2005	Jun 1, 2005	0

Relationships

Registered with (3)

→ E•••••••• A•••••••• L••Registered adviserregistration: current employment
Jun 1, 2005 to presentfactForm ADV
→ T••• F••••••••Registered adviserregistration: previous registration
Mar 23, 2012 to Oct 2, 2014factForm ADV
→ M••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Jul 8, 1997 to Jun 1, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6d39fb59-ccf5-c555-615c-9a935c7be521
First observed: Jul 8, 1997
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.