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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

PIEDMONT INVESTMENT ADVISORS, LLC

CRD 109520

DURHAM, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6d3d86dc-664a-0c2c-346a-8393b3f2bab5

Data as of Mar 30, 2018 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Mar 28, 2012 to Mar 30, 2018
22 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $6.8BItem 5.F on the latest filing (2018-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $6.8B
Private client RAUM: $2.0MderivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 23
Advisory employees: 12
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 52
High net worth clients: 8
SEC number: 801-58025
CRD: 109520
Filings on the tape: 22
First filed: Mar 28, 2012
Latest filed: Mar 30, 2018
Organised: Limited Liability Company, North Carolina

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CURRY, CHARLES, LORENZA	CO CIO/EVP	Na	yes	11/2010	Mar 28, 2012	Mar 30, 2018
GREEN, ISAAC, HUGHES	EXECUTIVE OFFICER/MANAGER/CIO/CEO	Na	yes	08/2000	Mar 28, 2012	Mar 30, 2018
GREEN, ISAAC, HUGHES	MEMBER MANAGER	E	yes	06/2005	Mar 28, 2012	Mar 30, 2018
IH GREEN CO.	MEMBER MANAGER	C	yes	12/2009	Mar 28, 2012	Mar 30, 2018
IH GREEN CO.	Member	A	yes	06/2001	Mar 28, 2012	Mar 30, 2018
PIEDMONT ASSET MANAGEMENT, LLC	Member	E	yes	11/2000	Mar 28, 2012	Mar 30, 2018
SANYAL, SUMALI	CHIEF OPERATING OFFICER/EVP	Na	yes	02/2009	Mar 28, 2012	Mar 30, 2018
WHITE, MARION, PATRICIA	CCO AND CFO	Na	yes	11/2013	Nov 18, 2013	Mar 30, 2018
NEWSOME, LORENZO	CHIEF INVESTMENT STRATEGIST/EVP	Na	no	10/2016	Dec 17, 2016	Mar 30, 2018

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 30, 2018	$6.8B	$6.8B	23	12	0	n/a	n/a
2016	Mar 30, 2017	$6.2B	$6.2B	25	14	n/a	n/a	n/a
2015	Mar 28, 2016	$5.6B	$5.6B	21	11	n/a	n/a	n/a
2014	Mar 30, 2015	$2.5B	$2.5B	21	11	n/a	n/a	n/a
2013	Mar 28, 2014	$2.7B	$2.6B	24	13	n/a	n/a	n/a
2012	Mar 28, 2013	$3.4B	$3.4B	27	13	n/a	n/a	n/a
2011	Mar 28, 2012	$3.4B	$3.4B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$6.8B	$6.2B	9.1%	$2.5B	38.9%	23	25	0	n/a

Relationships

Controls (6)

← GREEN, ISAAC, HUGHESOwnerMEMBER MANAGER, ownership code E, individual
Mar 28, 2012 to presentfactForm ADV
← CURRY, CHARLES, LORENZAOwnerCO CIO/EVP, ownership code NA, individual
Mar 28, 2012 to presentfactForm ADV
← SANYAL, SUMALIOwnerCHIEF OPERATING OFFICER/EVP, ownership code NA, individual
Mar 28, 2012 to presentfactForm ADV
← WHITE, MARION, PATRICIAOwnerCCO AND CFO, ownership code NA, individual
Nov 18, 2013 to presentfactForm ADV
← IH GREEN CO.OwnerMEMBER MANAGER, ownership code C, domestic entity
Mar 28, 2012 to presentfactForm ADV
← PIEDMONT ASSET MANAGEMENT, LLCOwnerMEMBER, ownership code E, domestic entity
Mar 28, 2012 to presentfactForm ADV

Owns (1)

← NEWSOME, LORENZOOwnerCHIEF INVESTMENT STRATEGIST/EVP, ownership code NA, individual
Dec 17, 2016 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6d3d86dc-664a-0c2c-346a-8393b3f2bab5
First observed: Mar 28, 2012
Last observed: Mar 30, 2018 103 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PIEDMONT INVESTMENT ADVISORS, LLC

CRD 109520

DURHAM, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6d3d86dc-664a-0c2c-346a-8393b3f2bab5

Data as of Mar 30, 2018 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:33 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CURRY, CHARLES, LORENZA

CO CIO/EVP

yes

11/2010

Mar 28, 2012

Mar 30, 2018

GREEN, ISAAC, HUGHES

EXECUTIVE OFFICER/MANAGER/CIO/CEO

yes

08/2000

Mar 28, 2012

Mar 30, 2018

GREEN, ISAAC, HUGHES

MEMBER MANAGER

yes

06/2005

Mar 28, 2012

Mar 30, 2018

IH GREEN CO.

MEMBER MANAGER

yes

12/2009

Mar 28, 2012

Mar 30, 2018

IH GREEN CO.

Member

yes

06/2001

Mar 28, 2012

Mar 30, 2018

PIEDMONT ASSET MANAGEMENT, LLC

Member

yes

11/2000

Mar 28, 2012

Mar 30, 2018

SANYAL, SUMALI

CHIEF OPERATING OFFICER/EVP

yes

02/2009

Mar 28, 2012

Mar 30, 2018

WHITE, MARION, PATRICIA

CCO AND CFO

yes

11/2013

Nov 18, 2013

Mar 30, 2018

NEWSOME, LORENZO

CHIEF INVESTMENT STRATEGIST/EVP

10/2016

Dec 17, 2016

Mar 30, 2018

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Mar 30, 2018

$6.8B

n/a

2016

Mar 30, 2017

$6.2B

n/a

2015

Mar 28, 2016

$5.6B

n/a

2014

Mar 30, 2015

$2.5B

n/a

2013

Mar 28, 2014

$2.7B

$2.6B

n/a

2012

Mar 28, 2013

$3.4B

n/a

2011

Mar 28, 2012

$3.4B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$6.8B

$6.2B

9.1%

$2.5B

38.9%

n/a