DFX Intelligence

R•••••• S••••• L•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor39 years in industry

R•••••• S••••• L•••••••

Advisor at W•••••• F•••••••• C•••••••••

SAN DIEGO, CA | Eagle, ID

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Search this name across graphsid dfx:ria:6d5814d7-a811-5d15-1af8-8f6b4f1de788

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 7, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••• F•••••••• C•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••• F•••••••• C•••••••••	Independent wealth	Feb 13, 2017	n/a	yes	SAN DIEGO, CA\|Eagle, ID	Current employment
L••••••• • C••••••• L••	n/a	Mar 7, 2005	Sep 15, 2006	no	SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••••• • C••••••• L••	W•••••• F•••••••• C•••••••••	Sep 15, 2006	Feb 13, 2017	3,804	Firm change after gap	Other

Relationships

Registered with (2)

→ W•••••• F•••••••• C•••••••••Registered adviserregistration: current employment
Feb 13, 2017 to presentfactForm ADV
→ L••••••• • C••••••• L••Registered adviserregistration: previous registration
Mar 7, 2005 to Sep 15, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6d5814d7-a811-5d15-1af8-8f6b4f1de788
First observed: Mar 7, 2005
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.