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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

GREENCOURSE FINANCIAL ADVISORS, LLC

CRD 290646

CHESTERFIELD, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6d59514a-0966-940a-15db-e1cd886414e1

Data as of Sep 28, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Oct 31, 2017 to Sep 28, 2020
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $189MItem 5.F on the latest filing (2020-09-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $183M
Private client RAUM: $189MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 729
Individual clients: 127
High net worth clients: 68
Custody, client assets: $12.4M
SEC number: 801-112095
CRD: 290646
Filings on the tape: 21
First filed: Oct 31, 2017
Latest filed: Sep 28, 2020
Organised: Limited Liability Company, Missouri

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LINDHORST, DALE, ALLEN	CHIEF EXECUTIVE OFFICER	D	yes	10/2017	Oct 31, 2017	Sep 28, 2020
PRATT, DONALD, JAMES	CHIEF COMPLIANCE OFFICER	Na	yes	10/2017	Oct 31, 2017	Sep 28, 2020
VOGNILD, MARYANN, IRENE	Member	C	yes	01/2018	Feb 20, 2018	Sep 28, 2020

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 10, 2020	$189M	$183M	4	4	0	n/a	n/a
2018	Mar 5, 2019	$165M	$159M	4	4	1	n/a	n/a
2017	Feb 20, 2018	$196M	$94.1M	3	3	1	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$189M	$165M	14.7%	n/a	n/a	6	4	0	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
BUCKINGHAM STRATEGIC WEALTH, LLC	4	Oct 30, 2020	Oct 30, 2020	CHESTERFIELD, MO	Firm absorbed	RIA to RIA	100.0%

Relationships

Controls (3)

← LINDHORST, DALE, ALLENOwnerCHIEF EXECUTIVE OFFICER, ownership code D, individual
Oct 31, 2017 to presentfactForm ADV
← VOGNILD, MARYANN, IRENEOwnerMEMBER, ownership code C, individual
Feb 20, 2018 to presentfactForm ADV
← PRATT, DONALD, JAMESOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 31, 2017 to presentfactForm ADV

Moved with (1)

→ BUCKINGHAM STRATEGIC WEALTH, LLCRegistered adviser4 advisors, firm absorbed, same day
Oct 30, 2020 to Oct 30, 2020factForm ADV

Registered with (4)

← MARYANN IRENE VOGNILDAdvisorregistration: previous registration
Dec 19, 2017 to Oct 30, 2020factForm ADV
← MATTHEW JOHN ROMINEAdvisorregistration: previous registration
Sep 23, 2020 to Oct 30, 2020factForm ADV
← Eric Ellison SchaeferAdvisorregistration: previous registration
Jan 23, 2019 to Oct 30, 2020factForm ADV
← REBECCA JORDAN WINKLERAdvisorregistration: previous registration
Jul 13, 2020 to Oct 30, 2020factForm ADV

Dated events

Occurred
Oct 31, 2017
First Form ADV filing
Greencourse Asset Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6d59514a-0966-940a-15db-e1cd886414e1
First observed: Oct 31, 2017
Last observed: Sep 28, 2020 72 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GREENCOURSE FINANCIAL ADVISORS, LLC

CRD 290646

CHESTERFIELD, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6d59514a-0966-940a-15db-e1cd886414e1

Data as of Sep 28, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:09 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LINDHORST, DALE, ALLEN

CHIEF EXECUTIVE OFFICER

yes

10/2017

Oct 31, 2017

Sep 28, 2020

PRATT, DONALD, JAMES

CHIEF COMPLIANCE OFFICER

yes

10/2017

Oct 31, 2017

Sep 28, 2020

VOGNILD, MARYANN, IRENE

Member

yes

01/2018

Feb 20, 2018

Sep 28, 2020

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Mar 10, 2020

$189M

$183M

n/a

2018

Mar 5, 2019

$165M

$159M

n/a

2017

Feb 20, 2018

$196M

$94.1M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$189M

$165M

14.7%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

BUCKINGHAM STRATEGIC WEALTH, LLC

Oct 30, 2020

CHESTERFIELD, MO

Firm absorbed

RIA to RIA

100.0%