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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)15 years in industry

THOMAS PATRICK THORNDIKE

Advisor at OSAIC WEALTH, INC.

Darien, CT | PIPERSVILLE, PA

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Search this name across graphsid dfx:ria:6d5feddf-3904-8884-68e9-5da75d10486c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 10, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Chartered Financial Analyst
Exams: S66
First exam: Jan 10, 2011
First registration: Mar 30, 2011
Dual registered: yes, broker-dealer
Other names: THOMAS THORNDIKE
IAPD individual key: 5122915

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jun 14, 2024	n/a	yes	Darien, CT\|PIPERSVILLE, PA	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Nov 8, 2017	Jun 14, 2024	no	BENSALEM, PA\|PIPERSVILLE, PA	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Mar 13, 2017	Nov 7, 2017	no	BENSALEM, PA	Previous registration
OSAIC FA, INC.	Former SEC adviser	Jan 24, 2014	Apr 10, 2015	no	NEW YORK, NY\|HUNTINGTON STATION, NY	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	May 9, 2012	Aug 21, 2012	no	WOODBURY, CT\|JOHNSTON, RI	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Mar 30, 2011	Apr 12, 2011	no	MILFORD, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	OSAIC WEALTH, INC.	Jun 14, 2024	Jun 14, 2024	0	Bulk transfer	Ibd to ibd
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	SECURITIES AMERICA ADVISORS, INC.	Nov 7, 2017	Nov 8, 2017	1	Firm change	Other
OSAIC FA, INC.	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Apr 10, 2015	Mar 13, 2017	703	Firm change after gap	Other
SAGEPOINT FINANCIAL, INC.	OSAIC FA, INC.	Aug 21, 2012	Jan 24, 2014	521	Firm change after gap	Other
EQUITABLE ADVISORS, LLC	SAGEPOINT FINANCIAL, INC.	Apr 12, 2011	May 9, 2012	393	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
29604:110518:PA:2017-10-23	Nov 7, 2017	Nov 8, 2017	BENSALEM, PA	Firm change

Relationships

Registered with (6)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jun 14, 2024 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Nov 8, 2017 to Jun 14, 2024factForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Mar 13, 2017 to Nov 7, 2017factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Jan 24, 2014 to Apr 10, 2015factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
May 9, 2012 to Aug 21, 2012factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 30, 2011 to Apr 12, 2011factForm ADV

Dated events

No dated event names this entity yet.