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Advisor at WELLS FARGO ADVISORS
FARMINGTON HILLS, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jul 13, 2022 | n/a | yes | FARMINGTON HILLS, MI | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Nov 12, 2020 | Jun 6, 2022 | no | WEST BLOOMFIELD, MI|WEST BLOOMFIELD, MI | Previous registration |
| FIRST ALLIED ADVISORY SERVICES, INC. | Former SEC adviser | Jan 27, 2017 | Nov 12, 2020 | no | BLOOMFIELD HILLS, MI|West Bloomfield, MI|West Bloomfield, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | WELLS FARGO ADVISORS | Jun 6, 2022 | Jul 13, 2022 | 37 | Firm change | Ibd to wirehouse |
| FIRST ALLIED ADVISORY SERVICES, INC. | CETERA INVESTMENT ADVISERS LLC | Nov 12, 2020 | Nov 12, 2020 | 0 | Bulk transfer | Ibd to ibd |