DFX Intelligence

J••• A•••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor34 years in industry

J••• A•••• H••••

Advisor at C••••• P••••••• L••

New York, NY | NEW YORK, NY

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Search this name across graphsid dfx:ria:6d6597fe-96d4-87c9-3102-35b3954df8c8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: May 18, 2010 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

J••• A•••• H••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 30, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••••••• L••	Independent wealth	Dec 1, 2020	n/a	yes	NEW YORK, NY\|New York, NY	Current employment
A•••••••• A••••••• L••	Former SEC adviser	May 18, 2010	Dec 7, 2020	no	GREENWICH, CT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••••• A••••••• L••	C••••• P••••••• L••	Dec 7, 2020	Dec 1, 2020	-6	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
114021:151559:CT:2020-12-07	Dec 7, 2020	Dec 1, 2020	GREENWICH, CT	Firm change

Relationships

Registered with (2)

→ C••••• P••••••• L••Registered adviserregistration: current employment
Dec 1, 2020 to presentfactForm ADV
→ A•••••••• A••••••• L••Registered adviserregistration: previous registration
May 18, 2010 to Dec 7, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6d6597fe-96d4-87c9-3102-35b3954df8c8
First observed: May 18, 2010
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.