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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

PHOENIX VARIABLE ADVISORS, INC.

CRD 108987

HARTFORD, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6d65a1a8-ecfe-dbb2-3306-412cca2d7005

Data as of May 7, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2012 to May 7, 2012
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2012-05-07); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Accounts: 0
SEC number: 801-56484
CRD: 108987
Filings on the tape: 3
First filed: Mar 29, 2012
Latest filed: May 7, 2012
Organised: Corporation, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BONNER, DOREEN, ALICIA	VICE PRESIDENT, CHIEF COMPLIANCE OFFICER	Na	yes	04/1999	Mar 29, 2012	May 7, 2012
BUCKINGHAM, THOMAS, M	Director	Na	yes	01/2009	Mar 29, 2012	May 7, 2012
GUAZZELLI, SUSAN, L	SECOND VICE PRESIDENT AND TREASURER	Na	yes	02/2012	Mar 29, 2012	May 7, 2012
O'CONNELL, GINA, COLLOPY	DIRECTOR AND SENIOR VICE PRESIDENT	Na	yes	11/2006	Mar 29, 2012	May 7, 2012
PHOENIX LIFE INSURANCE COMPANY	SHAREHOLDER, COMMON	E	yes	01/1981	Mar 29, 2012	May 7, 2012
PM HOLDINGS, INC.	SHAREHOLDER, COMMON	E	yes	04/1999	Mar 29, 2012	May 7, 2012
POLKINGHORN, PHILIP, KONRAD	DIRECTOR AND PRESIDENT	Na	yes	08/2004	Mar 29, 2012	May 7, 2012
THE PHOENIX COMPANIES, INC.	SHAREHOLDER COMMON	E	yes	01/1981	Mar 29, 2012	May 7, 2012
BEERS, JOHN, HENRY	VICE PRESIDENT, SECRETARY	Na	no	04/1999	Mar 29, 2012	May 7, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
1851 SECURITIES, INC	n/a	n/a	n/a	N	yes	n/a
PHL VARIABLE INSURANCE COMPANY	n/a	n/a	n/a	N	yes	n/a
PHOENIX LIFE AND ANNUITY COMPANY	n/a	n/a	n/a	N	yes	n/a
PHOENIX LIFE INSURANCE COMPANY	n/a	n/a	n/a	Y	yes	n/a
SAYBRUS EQUITY SERVICES, INC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 29, 2012	$0	$0	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$0	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Controls (8)

← O'CONNELL, GINA, COLLOPYOwnerDIRECTOR AND SENIOR VICE PRESIDENT, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← GUAZZELLI, SUSAN, LOwnerSECOND VICE PRESIDENT AND TREASURER, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← POLKINGHORN, PHILIP, KONRADOwnerDIRECTOR AND PRESIDENT, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← BUCKINGHAM, THOMAS, MOwnerDIRECTOR, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← BONNER, DOREEN, ALICIAOwnerVICE PRESIDENT, CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← PHOENIX LIFE INSURANCE COMPANYOwnerSHAREHOLDER, COMMON, ownership code E, domestic entity
Mar 29, 2012 to presentfactForm ADV
← PM HOLDINGS, INC.OwnerSHAREHOLDER, COMMON, ownership code E, domestic entity
Mar 29, 2012 to presentfactForm ADV
← THE PHOENIX COMPANIES, INC.OwnerSHAREHOLDER COMMON, ownership code E, domestic entity
Mar 29, 2012 to presentfactForm ADV

Owns (1)

← BEERS, JOHN, HENRYOwnerVICE PRESIDENT, SECRETARY, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6d65a1a8-ecfe-dbb2-3306-412cca2d7005
First observed: Mar 29, 2012
Last observed: May 7, 2012 174 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PHOENIX VARIABLE ADVISORS, INC.

CRD 108987

HARTFORD, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6d65a1a8-ecfe-dbb2-3306-412cca2d7005

Data as of May 7, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:31 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BONNER, DOREEN, ALICIA

VICE PRESIDENT, CHIEF COMPLIANCE OFFICER

yes

04/1999

Mar 29, 2012

May 7, 2012

BUCKINGHAM, THOMAS, M

Director

yes

01/2009

Mar 29, 2012

May 7, 2012

GUAZZELLI, SUSAN, L

SECOND VICE PRESIDENT AND TREASURER

yes

02/2012

Mar 29, 2012

May 7, 2012

O'CONNELL, GINA, COLLOPY

DIRECTOR AND SENIOR VICE PRESIDENT

yes

11/2006

Mar 29, 2012

May 7, 2012

PHOENIX LIFE INSURANCE COMPANY

SHAREHOLDER, COMMON

yes

01/1981

Mar 29, 2012

May 7, 2012

PM HOLDINGS, INC.

SHAREHOLDER, COMMON

yes

04/1999

Mar 29, 2012

May 7, 2012

POLKINGHORN, PHILIP, KONRAD

DIRECTOR AND PRESIDENT

yes

08/2004

Mar 29, 2012

May 7, 2012

THE PHOENIX COMPANIES, INC.

SHAREHOLDER COMMON

yes

01/1981

Mar 29, 2012

May 7, 2012

BEERS, JOHN, HENRY

VICE PRESIDENT, SECRETARY

04/1999

Mar 29, 2012

May 7, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

1851 SECURITIES, INC

n/a

yes

n/a

PHL VARIABLE INSURANCE COMPANY

n/a

yes

n/a

PHOENIX LIFE AND ANNUITY COMPANY

n/a

yes

n/a

PHOENIX LIFE INSURANCE COMPANY

n/a

yes

n/a

SAYBRUS EQUITY SERVICES, INC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 29, 2012

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

n/a