DFX Intelligence

G••••••• D•• V••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

G••••••• D•• V••••••

Advisor at L•••••• S••••••••• I•••

Lake Bluff, IL | North Royalton, OH

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Search this name across graphsid dfx:ria:6d6a8e90-1c7d-7d22-4958-81c78da2768a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 14, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••••• S••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••••• S••••••••• I•••	Independent wealth	Jul 6, 2017	n/a	yes	Lake Bluff, IL\|North Royalton, OH	Current employment
F•••• T•••• S••••••••• I•••	Bd affiliated wealth	Feb 14, 2005	Jun 16, 2017	no	Mentor, OH\|CHARDON, OH\|MAPLE HEIGHTS, OH\|CLEVELAND, OH\|SOUTH EUCLID, OH\|SOUTH EUCLID, OH\|CLEVELAND, OH\|CLEVELAND, OH\|MAYFIELD HEIGHTS, OH\|CLEVELAND HTS., OH\|CLEVELAND HTS., OH\|Mentor, OH\|CLEVELAND, OH\|CLEVELAND, OH\|CLEVELAND HTS., OH\|CLEVELAND, OH\|CLEVELAND, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• T•••• S••••••••• I•••	L•••••• S••••••••• I•••	Jun 16, 2017	Jul 6, 2017	20	Firm change	Other

Relationships

Registered with (2)

→ L•••••• S••••••••• I•••Registered adviserregistration: current employment
Jul 6, 2017 to presentfactForm ADV
→ F•••• T•••• S••••••••• I•••Registered adviserregistration: previous registration
Feb 14, 2005 to Jun 16, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6d6a8e90-1c7d-7d22-4958-81c78da2768a
First observed: Feb 14, 2005
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.