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RIA / WealthAdvisor19 years in industry

BRANDON ROBERT LOCKWOOD

Advisor at LOCKWOOD WEALTH STRATEGIES, LLC

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6d6aee49-97e2-70fc-ab1d-6a302036e367

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: May 10, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LOCKWOOD WEALTH STRATEGIES, LLC
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: May 11, 2007
First registration: May 10, 2010
Dual registered: no
IAPD individual key: 4952640

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LOCKWOOD WEALTH STRATEGIES, LLC	Former SEC adviser	May 23, 2024	n/a	yes	HOUSTON, TX	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Nov 12, 2020	Nov 17, 2022	no	TEXAS CITY, TX\|DEER PARK, TX\|FRIENDSWOOD, TX	Previous registration
LIFESTYLE ASSET MANAGEMENT, INC.	Independent wealth	Jun 24, 2018	Mar 5, 2024	no	Deer Park, TX\|FRIENDSWOOD, TX\|DEER PARK, TX	Previous registration
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	May 10, 2010	Nov 12, 2020	no	DEER PARK, TX\|TEXAS CITY, TX\|FRIENDSWOOD, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LIFESTYLE ASSET MANAGEMENT, INC.	CETERA INVESTMENT ADVISERS LLC	Mar 5, 2024	Nov 12, 2020	-1,209	Firm change after gap	RIA to ibd
CETERA INVESTMENT ADVISERS LLC	LOCKWOOD WEALTH STRATEGIES, LLC	Nov 17, 2022	May 23, 2024	553	Firm change after gap	Ibd to RIA
FIRST ALLIED ADVISORY SERVICES, INC.	LIFESTYLE ASSET MANAGEMENT, INC.	Nov 12, 2020	Jun 24, 2018	-872	Firm change after gap	Ibd to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
137888:157450:TX:2020-11-12	Nov 12, 2020	Jun 24, 2018	FRIENDSWOOD, TX	Firm change after gap

Relationships

Registered with (4)

→ LOCKWOOD WEALTH STRATEGIES, LLCRegistered adviserregistration: current employment
May 23, 2024 to presentfactForm ADV
→ LIFESTYLE ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Jun 24, 2018 to Mar 5, 2024factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Nov 12, 2020 to Nov 17, 2022factForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
May 10, 2010 to Nov 12, 2020factForm ADV

Dated events

Occurred
Mar 5, 2024
Advisor changed firm
Brandon Robert Lockwood left Lifestyle Asset Management, Inc. for Cetera Investment Advisers Llc (registered 2020-11-12)
Form ADVobserved 5 days ago
Occurred
Nov 17, 2022
Advisor changed firm
Brandon Robert Lockwood left Cetera Investment Advisers Llc for Lockwood Wealth Strategies, Llc (registered 2024-05-23)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6d6aee49-97e2-70fc-ab1d-6a302036e367
First observed: May 10, 2010
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BRANDON ROBERT LOCKWOOD

Advisor at LOCKWOOD WEALTH STRATEGIES, LLC

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6d6aee49-97e2-70fc-ab1d-6a302036e367

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:03 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

LOCKWOOD WEALTH STRATEGIES, LLC

Former SEC adviser

May 23, 2024

n/a

yes

HOUSTON, TX

Current employment

CETERA INVESTMENT ADVISERS LLC

Bd affiliated wealth

Nov 12, 2020

Nov 17, 2022

TEXAS CITY, TX|DEER PARK, TX|FRIENDSWOOD, TX

Previous registration

LIFESTYLE ASSET MANAGEMENT, INC.

Independent wealth

Jun 24, 2018

Mar 5, 2024

Deer Park, TX|FRIENDSWOOD, TX|DEER PARK, TX

Previous registration

FIRST ALLIED ADVISORY SERVICES, INC.

Former SEC adviser

May 10, 2010

Nov 12, 2020

DEER PARK, TX|TEXAS CITY, TX|FRIENDSWOOD, TX

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

LIFESTYLE ASSET MANAGEMENT, INC.

CETERA INVESTMENT ADVISERS LLC

Mar 5, 2024

Nov 12, 2020

-1,209

Firm change after gap

RIA to ibd

CETERA INVESTMENT ADVISERS LLC

LOCKWOOD WEALTH STRATEGIES, LLC

Nov 17, 2022

May 23, 2024

553

Firm change after gap

Ibd to RIA

FIRST ALLIED ADVISORY SERVICES, INC.

LIFESTYLE ASSET MANAGEMENT, INC.

Nov 12, 2020

Jun 24, 2018

-872

Firm change after gap

Ibd to RIA

Team

Left

Joined

From

Kind

137888:157450:TX:2020-11-12

Nov 12, 2020

Jun 24, 2018

FRIENDSWOOD, TX

Firm change after gap