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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

COPPICE ASSET MANAGEMENT

COPPICE ASSET MANAGEMENT, LLC, CRD 147831

SYRACUSE, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6d729da1-f9da-ef36-ffd5-4b3d7b0641dc

Data as of Mar 29, 2016 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 0
Observed: Mar 27, 2012 to Mar 29, 2016
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $31.7MItem 5.F on the latest filing (2016-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $31.7M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 0
Advisory employees: 0
Accounts: 4
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $3.4Mgross asset value as reported per fund; never fund size
Custody, client assets: $31.7M
SEC number: 801-69655
CRD: 147831
Filings on the tape: 7
First filed: Mar 27, 2012
Latest filed: Mar 29, 2016
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
COPPICE FUND I LLC	Other Private Fund	$3.4M	Mar 29, 2016	19	Mar 27, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ELM POINT HOLDING COMPANY, INC.	MANAGING MEMBER	D	yes	04/2007	Mar 27, 2012	Mar 29, 2016
FRIEDL, MICHAEL, H	CHIEF COMPLIANCE OFFICER	Na	yes	04/2009	Mar 27, 2012	Mar 29, 2016
LARKSPUR INVESTMENT HOLDINGS, INC.	MANAGING MEMBER	D	yes	04/2007	Mar 27, 2012	Mar 29, 2016
LAUGHLIN, DAVID, WALKER	Trustee	F	yes	04/1997	Mar 27, 2012	Mar 29, 2016
REGAN, ANDREW, WILLIAM	Trustee	F	yes	07/1998	Mar 27, 2012	Mar 29, 2016
RICARD R. OHRSTROM ISSUE TRUST DTD 05/20/68	Owner	E	yes	12/1997	Mar 27, 2012	Mar 29, 2016
RYAN, ROBERT, JOHN	Partner	D	yes	04/2007	Mar 27, 2012	Mar 29, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DISCIPLINED CAPITAL MANAGEMENT LLC	n/a	Former SEC adviser	$391M	N	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
THE PLAINS	Va	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 29, 2016	$31.7M	$31.7M	0	0	n/a	1	$3.4M
2014	Mar 20, 2015	$39.0M	$39.0M	0	0	n/a	1	$3.4M
2013	Mar 18, 2014	$37.7M	$37.7M	0	0	n/a	1	$3.4M
2012	Feb 6, 2013	$27.3M	$27.3M	0	0	n/a	1	$750,000
2011	Mar 27, 2012	$23.4M	$23.4M	n/a	n/a	n/a	1	$750,000

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$31.7M	$39.0M	-18.7%	$27.3M	5.1%	0	0	n/a	n/a

Relationships

Affiliated with (2)

→ DISCIPLINED CAPITAL MANAGEMENTRegistered adviserother investment adviser
factForm ADV
← DISCIPLINED CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Advises (1)

→ COPPICE FUND I LLCPrivate fundOther Private Fund, IA
Mar 27, 2012 to presentfactForm ADV

Controls (7)

← FRIEDL, MICHAEL, HOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 27, 2012 to presentfactForm ADV
← RYAN, ROBERT, JOHNOwnerPARTNER, ownership code D, individual
Mar 27, 2012 to presentfactForm ADV
← LAUGHLIN, DAVID, WALKEROwnerTRUSTEE, ownership code F, individual
Mar 27, 2012 to presentfactForm ADV
← REGAN, ANDREW, WILLIAMOwnerTRUSTEE, ownership code F, individual
Mar 27, 2012 to presentfactForm ADV
← ELM POINT HOLDING COMPANY, INC.OwnerMANAGING MEMBER, ownership code D, domestic entity
Mar 27, 2012 to presentfactForm ADV
← LARKSPUR INVESTMENT HOLDINGS, INC.OwnerMANAGING MEMBER, ownership code D, domestic entity
Mar 27, 2012 to presentfactForm ADV
← RICARD R. OHRSTROM ISSUE TRUST DTD 05/20/68OwnerOWNER, ownership code E, domestic entity
Mar 27, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6d729da1-f9da-ef36-ffd5-4b3d7b0641dc
First observed: Mar 27, 2012
Last observed: Mar 29, 2016 127 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

COPPICE ASSET MANAGEMENT

COPPICE ASSET MANAGEMENT, LLC, CRD 147831

SYRACUSE, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6d729da1-f9da-ef36-ffd5-4b3d7b0641dc

Data as of Mar 29, 2016 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:34 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

COPPICE FUND I LLC

Other Private Fund

$3.4M

Mar 29, 2016

Mar 27, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ELM POINT HOLDING COMPANY, INC.

MANAGING MEMBER

yes

04/2007

Mar 27, 2012

Mar 29, 2016

FRIEDL, MICHAEL, H

CHIEF COMPLIANCE OFFICER

yes

04/2009

Mar 27, 2012

Mar 29, 2016

LARKSPUR INVESTMENT HOLDINGS, INC.

MANAGING MEMBER

yes

04/2007

Mar 27, 2012

Mar 29, 2016

LAUGHLIN, DAVID, WALKER

Trustee

yes

04/1997

Mar 27, 2012

Mar 29, 2016

REGAN, ANDREW, WILLIAM

Trustee

yes

07/1998

Mar 27, 2012

Mar 29, 2016

RICARD R. OHRSTROM ISSUE TRUST DTD 05/20/68

Owner

yes

12/1997

Mar 27, 2012

Mar 29, 2016

RYAN, ROBERT, JOHN

Partner

yes

04/2007

Mar 27, 2012

Mar 29, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DISCIPLINED CAPITAL MANAGEMENT LLC

n/a

Former SEC adviser

$391M

n/a

City

State

Country

Employees

Also broker-dealer

THE PLAINS

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Mar 29, 2016

$31.7M

n/a

$3.4M

2014

Mar 20, 2015

$39.0M

n/a

$3.4M

2013

Mar 18, 2014

$37.7M

n/a

$3.4M

2012

Feb 6, 2013

$27.3M

n/a

$750,000

2011

Mar 27, 2012

$23.4M

n/a

$750,000

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$31.7M

$39.0M

-18.7%

$27.3M

5.1%

n/a