DFX Intelligence

S•••• A••••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner16 years in industry

S•••• A••••• G••••••

Advisor at C•• F••••••••

DOVER, DE | Havertown, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6d73c312-c550-2a28-a9b7-d256728a8189

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 26, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•• F••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•• F••••••••	State registered	May 23, 2024	n/a	yes	DOVER, DE\|Havertown, PA	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Aug 10, 2023	Mar 22, 2024	no	NEWARK, DE	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	C•• F••••••••	Mar 22, 2024	May 23, 2024	62	Firm change	Ibd to state RIA
S••••••• F•••••••• S•••••••• I•••	C••••• I••••••••• A••••••• L••	Aug 10, 2023	Aug 10, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
105644:330894:DE:2024-03-19	Mar 22, 2024	May 23, 2024	NEWARK, DE	Firm change

Relationships

Registered with (3)

→ C•• F••••••••Registered adviserregistration: current employment
May 23, 2024 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Aug 10, 2023 to Mar 22, 2024factForm ADV
→ S••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Aug 26, 2021 to Aug 10, 2023factForm ADV

Dated events

Occurred
Mar 22, 2024
Advisor changed firm
S•••• A••••• G•••••• left C••••• I••••••••• A••••••• L•• for C•• F•••••••• (registered 2024-05-23)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6d73c312-c550-2a28-a9b7-d256728a8189
First observed: Aug 26, 2021
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.