P•••••• O••••

Advisor at A•••••• P••••••• P•••••••• I•••

Des Moines, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6d75ae59-f7f3-fba7-cbf1-d356cbfa7890

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Mar 16, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• P••••••• P•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• P••••••• P•••••••• I•••	Bd affiliated wealth	Jan 23, 2025	n/a	yes	Des Moines, IA	Current employment
S••••••• P•••••• F••••••••• L••	Former SEC adviser	Mar 21, 2023	Sep 4, 2024	no	Urbandale, IA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• P•••••• F••••••••• L••	A•••••• P••••••• P•••••••• I•••	Sep 4, 2024	Jan 23, 2025	141	Firm change	Ibd to ibd
I••••••••• W••••• N••••••• I•••	S••••••• P•••••• F••••••••• L••	Mar 16, 2023	Mar 21, 2023

Relationships

Registered with (4)

→ A•••••• P••••••• P•••••••• I•••Registered adviserregistration: current employment
Jan 23, 2025 to presentfactForm ADV
→ S••••••• P•••••• F••••••••• L••Registered adviserregistration: previous registration
Mar 21, 2023 to Sep 4, 2024factForm ADV
→ I••••••••• W••••• N••••••• I•••Registered adviserregistration: previous registration
Aug 17, 2020 to Mar 16, 2023factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Sep 4, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 16, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6d75ae59-f7f3-fba7-cbf1-d356cbfa7890
First observed: Mar 16, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.