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E•••• E•• A••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

E•••• E•• A••••••• L••

CRD 311815

NEW YORK, NY

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Search this name across graphsid dfx:ria:6d77d94e-cf99-2a7b-d9d9-f5cae61ccb79

Data as of Sep 27, 2022 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Dec 23, 2020 to Sep 27, 2022
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $31.2MItem 5.F on the latest filing (2022-09-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $31.2M
Private client RAUM: $30.0MderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••••• P••••••• J•••••	MANAGING PARTNER, CHIEF COMPLIANCE OFFICER	C	yes	10/2020	Dec 23, 2020	Sep 27, 2022
C••••••• W••••••• J•••••	MANAGING PARTNER	C	yes	10/2020	Dec 23, 2020

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 18, 2022	$31.2M	$31.2M	3	1	3	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$31.2M	n/a	n/a	n/a	n/a	3	n/a	3	n/a

Relationships

Controls (3)

← C••••••• W••••••• J•••••OwnerMANAGING PARTNER, ownership code C, individual
Dec 23, 2020 to presentfactForm ADV
← B•••••••• P••••••• J•••••OwnerMANAGING PARTNER, CHIEF COMPLIANCE OFFICER, ownership code C, individual
Dec 23, 2020 to presentfactForm ADV
← M••••••• M•••••OwnerMANAGING PARTNER, CHIEF INVESTMENT OFFICER, ownership code C, individual
Dec 23, 2020 to presentfactForm ADV

Registered with (1)

← M••••• M••••••Advisor

Dated events

Occurred
Nov 10, 2022
Advisor changed firm
Matias Mirvois left E•••• E•• A••••••• L•• for Sowell Management (registered 2022-10-12)
Form ADVobserved 6 days ago
Occurred
Dec 23, 2020
First Form ADV filing
E•••• E•• A••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6d77d94e-cf99-2a7b-d9d9-f5cae61ccb79
First observed: Dec 23, 2020
Last observed: Sep 27, 2022 48 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.