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M••••••••• M••••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

M••••••••• M••••••••• L•••

CRD 138405

NEW YORK, NY

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Search this name across graphsid dfx:ria:6d7848f2-795b-5ef5-3889-62149af693b5

Data as of Mar 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 8
On other graphs: 0
Observed: Feb 14, 2012 to Mar 20, 2026
27 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.3BItem 5.F on the latest filing (2026-03-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.3B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
M••••••••• M••••••• O••••••••• M••••• F•••• L•••	Hedge Fund	$1.7B	Mar 27, 2024	10	Feb 14, 2012	reported	n/a
M••••••••• R••••• R•••• M••••• F•••• L•••	Hedge Fund

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••• J•••• D••••	CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER	Na	yes	02/2016	Mar 29, 2016	Mar 27, 2024
M••••••••• G•• L••	GENERAL PARTNER	Na	yes	11/2001	Feb 14, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M••••••••• M••••••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.3B	$1.4B	-5.9%	$1.6B	-5.9%	8	8	0	0

Relationships

Advises (10)

→ M••••••••• M••••••• O••••••••• M••••• F•••• L•••Private fundHedge Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ M••••••••• M••••••• V•••• M••••• F•••• L•••Private fundHedge Fund, IA, no longer reported
Jul 11, 2012 to Mar 30, 2022factForm ADV
→ S•••• C••••• C••••• F••• L••••••Private fundHedge Fund, IA, no longer reported
Jan 26, 2015 to Dec 14, 2021factForm ADV
→ M••••••••• M••••••• V•••• F•••• L•••

Dated events

Occurred
Mar 29, 2023
Regulatory AUM changed
M••••••••• M••••••••• L••• reported RAUM $1.6B, up 145% from $639.7M (2022-03-30 to 2023-03-29)
Form ADVobserved 6 days ago
$927M
Occurred
Mar 30, 2022
Regulatory AUM changed
M••••••••• M••••••••• L••• reported RAUM $639.7M, down 51% from $1.3B (2021-12-14 to 2022-03-30)
Form ADVobserved 6 days ago
$-675M
Occurred
Dec 14, 2021
Control person left
Joseph Daniel Caffarelli (Chief Compliance Officer & General Counsel) no longer on Schedule A of M••••••••• M••••••••• L••• (listed 2021-08-27, absent 2021-12-14)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6d7848f2-795b-5ef5-3889-62149af693b5
First observed: Feb 14, 2012
Last observed: Mar 20, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.