A••• L•• S••••

Advisor at I••••••••• A•••••• A••••••••• I•••

Boston, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6d806e5d-2e7b-1a2e-f47a-a1c9989a20d3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Nov 30, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• A•••••• A••••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Feb 14, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• A•••••• A••••••••• I•••	State registered	Oct 23, 2025	n/a	yes	Boston, MA	Current employment
I••••••••• A•••••• A••••••••• I•••	State registered	Apr 4, 2012	Dec 31, 2017	no	TARZANA, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• F•••••••• G••••• L••	Q••••••••• S••••••••• I•••	Oct 18, 2022	Feb 8, 2010	-4,635	Firm change after gap	Other
Q••••••••• S••••••••• I•••	I••••••••• A•••••• A••••••••• I•••	Nov 20, 2012	Apr 4, 2012

Relationships

Registered with (5)

→ I••••••••• A•••••• A••••••••• I•••Registered adviserregistration: previous registration
Apr 4, 2012 to Dec 31, 2017factForm ADV
→ I••••••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Jan 26, 2010 to Oct 18, 2022factForm ADV
→ Q••••••••• S••••••••• I•••Registered adviserregistration: previous registration
Feb 8, 2010 to Nov 20, 2012factForm ADV
→ A•• A•••••• S••••••• L••

Dated events

Occurred
Oct 18, 2022
A•••••• firm change
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6d806e5d-2e7b-1a2e-f47a-a1c9989a20d3
First observed: Nov 30, 1998
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.