DFX Intelligence

J••••••• R• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

J••••••• R• W•••••••

Advisor at N•••••• • C••••••• L••

NEW YORK, NY | Rockville Centre, NY

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 3, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• • C••••••• L••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Apr 16, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• • C••••••• L••	No RAUM reported	Feb 23, 2023	n/a	yes	NEW YORK, NY\|Rockville Centre, NY	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Jun 17, 2015	May 29, 2019	no	NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	N•••••• • C••••••• L••	May 29, 2019	Feb 23, 2023	1,366	Firm change after gap	Other
B••••••• C•••••• I•••	J••• M••••• S••••••••• L••	Jun 25, 2015	Jun 17, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
19714:79:NY:2015-06-11	Jun 25, 2015	Jun 17, 2015	NEW YORK, NY	Firm change

Relationships

Registered with (3)

→ N•••••• • C••••••• L••Registered adviserregistration: current employment
Feb 23, 2023 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Jun 17, 2015 to May 29, 2019factForm ADV
→ B••••••• C•••••• I•••Registered adviserregistration: previous registration
Jun 3, 2015 to Jun 25, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 3, 2015
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.