DFX Intelligence
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Reading the graph
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Advisor at M•• I•••••••• S•••••••• L••
Indianapolis, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Sep 15, 2026 | n/a | yes | Indianapolis, IN | Current employment |
| E••••• J•••• | National bd RIA | Sep 8, 2026 | Sep 10, 2026 | no | ST. LOUIS, MO|Westfield, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E••••• J•••• | M•• I•••••••• S•••••••• L•• | Sep 10, 2026 | Sep 15, 2026 | 5 | Firm change | Ibd to ibd |
| C•••••• C••••• G••••• I••• | E••••• J•••• | Nov 20, 2015 | Sep 8, 2026 |
| C•••••• C••••• G••••• I••• | No RAUM reported | Jun 29, 2013 | Nov 20, 2015 | no | CARMEL, IN | Previous registration |
| Firm change after gap |
| Other |