DFX Intelligence

A••••••••• S• N••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor34 years in industry

A••••••••• S• N••••

Advisor at H•••••• A••••••••• I•••

HOUSTON, TX

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Search this name across graphsid dfx:ria:6d9f452d-066a-5851-bde4-9f34bc356dee

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 6, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••• A••••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 17, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••• A••••••••• I•••	State registered	Jul 12, 2012	n/a	yes	HOUSTON, TX	Current employment
B• R•••• W••••• M•••••••••	Former SEC adviser	Jan 6, 2003	May 31, 2012	no	HOUSTON, TX\|HOUSTON, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B• R•••• W••••• M•••••••••	H•••••• A••••••••• I•••	May 31, 2012	Jul 12, 2012	42	Firm change	Other

Relationships

Registered with (2)

→ H•••••• A••••••••• I•••Registered adviserregistration: current employment
Jul 12, 2012 to presentfactForm ADV
→ B• R•••• W••••• M•••••••••Registered adviserregistration: previous registration
Jan 6, 2003 to May 31, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6d9f452d-066a-5851-bde4-9f34bc356dee
First observed: Jan 6, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.